-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wa0ofKDm9zi17++Xd+e49itjWrslwZgjL/cwKBbjF0B6Y3ry8lMHusEhzz877Vyr szjrFhUFlhclwXYDFmeMKg== 0001007042-97-000009.txt : 19970221 0001007042-97-000009.hdr.sgml : 19970221 ACCESSION NUMBER: 0001007042-97-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ICO INC CENTRAL INDEX KEY: 0000353567 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 751619554 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34170 FILM NUMBER: 97524253 BUSINESS ADDRESS: STREET 1: 11490 WESTHEIMER STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77067 BUSINESS PHONE: 7138724994 MAIL ADDRESS: STREET 1: 11490 WESTHEIMER STREET 2: STE 1000 CITY: HOUSTON STATE: TX ZIP: 77077 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHI INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001007042 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 155 PFINGSTEN ROAD STREET 2: SUITE 360 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474059595 MAIL ADDRESS: STREET 1: 155 PFINGSTEN ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 SC 13G/A 1 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Name of Issuer: ICO, Inc. Title of Class of Securities: Common Stock CUSIP Number: 449294206 CUSIP No. 449294206 Page 2 of 4 Pages 1. Name of Reporting Person Alphi Investment Management Company IRS No. 36-3588013 2. Check the appropriate box if a member of a group (a) [ ] (b) [ ] 3. SEC Use Only 4. Citizenship or Place of Organization Illinois 5. Sole Voting Power Not applicable - see Item 4 6. Shared Voting Power Not applicable - see Item 4 7. Sole Dispositive Power Not applicable - see Item 4 8. Shared Dispositive Power Not applicable - see Item 4 9. Aggregate Amount Beneficially Owned by Each Reporting Person Not applicable - see Item 4 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row 9 Not applicable - see Item 4 12. Type of Reporting Person IA CUSIP No. 449294206 Page 3 of 4 Pages Item 1(a). Name of Issuer This Amendment No. 1 to the Schedule 13G relates to the Shares of Common Stock of ICO, Inc. (the "Shares" and the "Company" respectively). Item 1(b). Address of Issuer's Principal Executive Offices The executive offices of the Company are located at 100 Glenborough Drive, Suite 250, Houston, Texas 77067. Item 2(a). Name of Person Filing This Amendment No. 1 to the Schedule 13G is being filed on behalf of Alphi Investment Management Company ("AIMCO"), an Illinois corporation. Item 2(b). Address of Principal Business Office The principal business offices of AIMCO are located at 155 Pfingsten Road, Suite 360, Deerfield, IL 60015. Item 2(c). Citizenship U.S.A. Item 2(d). Title of Class of Securities Common Stock Item 2(e). CUSIP Number 449294206 Item 3. Type of Person Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership Not applicable Item 5. Ownership of Five Percent or less of a Class: This statement is being filed to report the fact that as of December 31, 1996 AIMCO has ceased to be the beneficial owner of more than five percent of the class of securities [x] Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 Date /Philip R. Smith/ Signature Philip R. Smith/Secretary Name/Title -----END PRIVACY-ENHANCED MESSAGE-----